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Open nowPosted 72 days ago

Trust Compliance Officer

Advisor Group59 open roles

Pay
$90,000 – $105,000 a year
Where
Henderson
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Your applicationOpen nowTrust Compliance OfficerAdvisor Group · Henderson

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The clock on this job

Early applications get read.

8.2% of postings close within 7 days. Measured by our own scanner across the market. Advisor Group postings stay open a median of 1 days.

Share of postings closed within
  1. 1.8%1 day
  2. 3.6%3 days
  3. 8.2%7 days
  4. 15.2%14 days
  5. 34.0%30 days
This job: posted 72 days ago

Advisor Group median: 1 days open

The posting

Current Employees and Contractors Apply Here

Osaic Careers

Opportunity in Financial Services

Trust Compliance Officer, Premier Trust

Location(s):

2270 Corporate Cir., Suite 200 Henderson, NV 8907

Role Type:

Full time (5 Days Weekly in Office)

Salary:

$90,000 - $105,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.

Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include: health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more. To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits

Summary:

We are seeking a detail-oriented and driven individual to join the Premier Trust team. The Compliance Officer is responsible for overseeing the compliance and risk management processes, ensuring the company adheres to relevant laws, regulations, and internal policies and procedures. They will work closely with the Director of Operations in leading the compliance team in assessing and mitigating the company’s financial and legal risks.

Responsibilities:

  • Create and maintain policies and procedures
  • Assess, maintain and develop the compliance audit processes and internal controls
  • Point of contact for internal and external auditors
  • Research and stay current on regulatory changes and communicate important industry changes
  • Conduct periodic training with staff regarding regulatory requirements
  • Monitor potential legal matters
  • Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules
  • Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties
  • Maintain strict confidentiality of all records and data received

Education Requirements:

  • Bachelor’s Degree preferred, High School Diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Basic Requirements:

  • Solid Trust knowledge
  • Knowledge of applicable trust laws and regulations
  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal skills
  • Detail-oriented with ability to manage complex data and documentation
  • 7+ years of experience in financial services

Preferred Requirements:

  • Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS)
  • 5+ years of experience specific to Trust industry or in a compliance role

Current Employees and Contractors Apply Here

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