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Open nowFirst seen 4 days ago

Associate Director, Compliance Services

Aptitude Asia Limited35 open roles

Where
Hong Kong, Hong Kong SAR, Hong Kong
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Your applicationOpen nowAssociate Director, Compliance ServicesAptitude Asia Limited · Hong Kong, Hong Kong SAR, Hong Kong

  1. YouYes, apply to this one.

  2. CV RocketCV written for this posting.

  3. 25 readersRecruiter, hiring manager, skeptic. Round after round.

  4. CV RocketApplied on Aptitude Asia Limited's own form.

The reply lands in your private mailbox

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The clock on this job

Early applications get read.

12.3% of postings close within 7 days. Measured by our own scanner across the market.

Share of postings closed within
  1. 2.1%1 day
  2. 4.5%3 days
  3. 12.3%7 days
  4. 19.3%14 days
  5. 35.6%30 days
  6. 57.8%60 days
This job: first seen 4 days ago

The posting

Our client, a well-established Fund Services company, is looking to hire an Associate Director to join the expanding Compliance Services team in Hong Kong.

Job Responsibilities:

  • Manage the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers
  • Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries
  • Manage compliance projects to ensure timely completion and adherence to requirements
  • Serve as the subject matter expert on regulations governing Hong Kong's financial institutions
  • Participate in business development meetings and calls where required to provide product/service knowledge.

Job Requirements:

  • Minimum 5 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy
  • Strong technical expertise in compliance, with a deep understanding of SFC regulations
  • Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management
  • Excellent communication skills, a team-oriented mindset, and a proactive, meticulous approach to problem-solving
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  4. Every reply, sorted

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