The posting
Regulatory Compliance and Risk Specialist job in Utrecht #alert Utrecht Loomis Sayles Job Ref: 294Employer: Loomis Sayles Category: Risk Management Location City: UtrechtMap: Utrecht ( Show on map ) I NCLUSIVE & DIVERSE-DEDICATED TO TEAMWORK-EXCELLENT-ACCOUNTABLE-LEADERS-SOLUTIONS-ORIENTED Loomis Sayles is committed to the continual improvement of our performance, processes and people. As part of this commitment, we are looking to hire an enthusiastic and passionate candidate, eager to contribute to our continued success through the following employment opportunity: About the Role Loomis Sayles & Company, L.P. ("Loomis US"), located in Boston, U.S., has a subsidiary in Utrecht, Netherlands ("Loomis Utrecht"), which is authorized by the Dutch Authority for Financial Markets ("AFM") as an alternative investment fund manager ("AIFM"). Loomis Utrecht has also been approved to provide individual portfolio management, investment advice, and reception and transmission of orders ("MiFID top-up services"). Loomis Utrecht also has a branch office in Paris, France. The Regulatory Compliance and Risk Specialist will be responsible for supporting compliance with regulatory and reporting requirements applicable to an AIFM under the Dutch Financial Supervision Act (Wet op het financieel toezicht) (the " Wft "), the relevant underlying decrees, the Alternative Investment Fund Managers Directive (" AIFMD "), and its delegated and implementing acts. About the Team The Regulatory Compliance and Risk Specialist will report to the Loomis Utrecht Board of with functional reporting to the Deputy Chief Compliance Officer of Loomis US and the Managing Directors of Loomis Utrecht. Job Responsibilities - Prepare and submit required regulatory filings, including Annex IV, Benchmark Values Reporting, the DORA Register, ICAAP, and related filings - Monitor regulatory changes that may impact the firm through newsletters, industry notifications...



