Skip to content
CV Rocket
Get started
How it worksThe enginePricingBlogContactSign in

Open nowPosted yesterday

Technical Regulatory Reporting Analyst

hkex5 open roles

Where
UK-London
Get the CV for this job

From $25 per CV, paid once. No subscription.

Your applicationOpen nowTechnical Regulatory Reporting Analysthkex · UK-London

  1. YouYes, apply to this one.

  2. CV RocketCV written for this posting.

  3. 25 readersRecruiter, hiring manager, skeptic. Round after round.

  4. CV RocketApplied on hkex's own form.

The reply lands in your private mailbox

3×more interviews than doing it yourself with ChatGPT.

The clock on this job

Early applications get read.

13.3% of postings close within 7 days. Measured by our own scanner across the market. hkex postings stay open a median of 10 days.

Share of postings closed within
  1. 2.1%1 day
  2. 4.6%3 days
  3. 13.3%7 days
  4. 21.3%14 days
  5. 35.7%30 days
  6. 59.1%60 days
This job: posted yesterday

hkex median: 10 days open

The posting

Technical Regulatory Reporting Analyst

Shift Pattern:

Standard 40 Hour Week (United Kingdom)

Scheduled Weekly Hours:

40

Corporate Grade:

E - Associate

Reporting Line:

(UK Division) Clearing COO

Location:

UK-London

Worker Type:

Permanent

Overall Purpose of Role

The Technical Regulatory Reporting Analyst is responsible for supporting the delivery of LME Clear and

LME’s regulatory reporting obligations, covering key regulations such as EMIR, MiFID II and SFTR, whilst contributing to the ongoing enhancement of reporting processes, controls and technology solutions.

The role combines operational regulatory reporting responsibilities with technical analysis, data interrogation, automation, testing and business analysis activities. The individual will work closely with Regulatory Reporting, Technology, Compliance, Operations and third-party vendors to investigate reporting issues, improve data quality, support strategic regulatory initiatives and contribute to the development of future reporting solutions.

The team works with key stakeholders across the business to manage and rectify any problems that require coordinated efforts.

Responsibilities

  • EMIR Transaction, Position, Valuation and Collateral Reporting for LME Clear
  • SFTR Reporting for LME Clear
  • MiFID Reporting for LME
  • Submitting other regulation reports for LME and LME Clear
  • Develop and maintain SQL queries to support reconciliations, investigations and reporting validation activities
  • Analyse large regulatory reporting datasets to identify reporting exceptions, data quality issues and control weaknesses
  • Utilise Python and other analytical tools to automate manual processes, controls and management reporting
  • Production of timely and accurate MIS
  • Static data maintenance
  • Maintain procedures for the different reporting services
  • Challenge current practices and procedures and develop and implement new procedures to
  • Enhance the reporting and controls process as necessary
  • Respond to client queries & resolve any issues
  • Review BAU processes on a regular basis with a view to increase automation to create efficiencies within the team
  • Perform UAT as required to ensure any development changes are accurately implemented
  • Perform detailed root cause analysis of reporting issues across multiple systems and data sources
  • Support data lineage analysis to understand and document the flow of data from source systems to regulatory reports
  • Produce meaningful management information and data driven insights to support operational and strategic decision-making
  • Participate in workshops with stakeholders to identify opportunities for process improvement and automation

PERSON SPECIFICATION

Academic and Professional Qualifications Required

  • A good level of academic achievement is required to A-Level calibre and likely to have a degree (ideal but not essential)

Required Knowledge and Level of Experience

  • 5+ years’ experience working within Regulatory Reporting or a related financial reporting or controls environment
  • Experience investigating complex data issues and performing root cause analysis
  • Experience working with large datasets and performing data reconciliations
  • Understanding of the end-to-end transaction lifecycle and regulatory reporting processes
  • Experience supporting change initiatives or process improvement projects
  • Knowledge of Exchange and CCP would be advantageous

Skills set and Core Competencies Required for Role

  • Knowledge of the regulatory environment and requirements in relation to a Clearing House and Exchange
  • Knowledge of MiFID, EMIR and SFTR would be a strong advantage
  • Strong analytical and problem-solving skills with a data-driven approach
  • Working knowledge of SQL, including the ability to query, analyse and validate data from multiple sources
  • Strong attention to detail and ability to identify data anomalies
  • Advanced Excel skills including data analysis, reconciliation and reporting
  • Ability to interpret data and communicate findings to both technical and non-technical stakeholders
  • Strong stakeholder management and communication skills
  • Ability to manage multiple priorities and deliver to tight regulatory deadlines
  • Knowledge of Python for automation, data analysis and process improvement
  • Experience using JIRA, Confluence or similar change management tools
  • Experience with data visualisation tools such as Power BI

Personal Qualities

  • Ability to act as part of a team and autonomously upon own initiative as required
  • Proactively seek to add value and resolve issues at every opportunity
  • Good interpersonal and communication skills
  • Strong time management skills and ability to prioritise effectively
  • Act professionally, specifically when client facing
  • Shows enthusiasm and commitment in accomplishing the job duties

The LME is committed to creating a diverse environment and is proud to be an equal opportunity employer. In recruiting for our teams, we welcome the unique contributions that you can bring in terms of education, ethnicity, race, sex, gender identity, expression and reassignment, nation of origin, age, languages spoken, colour, religion, disability, sexual orientation and beliefs. In doing so, we want every LME employee to feel our commitment to showing respect for all and encouraging open collaboration and communication.

From $25, paid onceGet the CV for this job

What happens when you press

One press. We do the rest.

  1. A CV for this posting

    Written against hkex's own wording, from every piece of relevant proof in your profile.

  2. 25 readers review it

    Recruiter, hiring manager, skeptic and more read every draft, round after round. You get the best round.

    The review screen in CV Rocket: how each CV was read, round by round.

  3. We apply on hkex's form

    Our application engine gets through the hardest forms there are. Where a question needs you, AI suggests the best answer. Don't want us applying from our IP addresses? Use our Chrome extension: we apply straight from your own browser.

    An application in CV Rocket: every answer filled in on the employer's form.

  4. Every reply, sorted

    hkex's answer lands in your private mailbox, and we classify it on arrival: interview, question, rejection.

    The CV Rocket inbox: each employer reply classified as an interview, an action or a rejection.

  5. Reply with AI

    AI helps you write the email, checks it and sends it. We show you whether the recruiter read it.

  6. The interview in your calendar

    Full integration with your calendar. The invitation goes straight in.

    An interview invitation in the CV Rocket inbox, added to the candidate's calendar.
Get the CV for this job

From $25 per CV, paid once. No subscription.

Why it works

3×

more interviews than doing it yourself with ChatGPT.

ChatGPT writes a CV and never learns what happened to it. We see every reply. For each CV we know:

  • How it was written, and how the review scored it
  • When we applied, and how long after the posting went up
  • Which posting, which company, which city
  • Who got the interview, and who heard nothing

That is how we know which CVs get called.

Get the CV for this job

From $25 per CV, paid once. No subscription.

The numbers game

More applications. More interviews.

Every application goes out with its own CV, written for that posting and paid once. Send enough of them and the law of large numbers finds you the job.

Get the CV for this job
By hand5–10
With CV Rocket100
applications a day

Nearby

Live postings like this one

Same employer first, then the same role elsewhere.

Before you press

Straight answers

Get the CV for this job

From $25 per CV, paid once. No subscription.

What if my background isn't good enough?

We make the most of the background you have. The CV uses every piece of relevant proof your profile holds, and one of the 25 readers reads your whole profile and flags what the CV left out.

Do you really apply for me?

Yes, on the employer's own form, the hardest ones included. Where a question needs you, you answer it right there and AI suggests the best answer. Don't want us applying from our IP addresses? Use our Chrome extension: we apply straight from your own browser.

Is it a subscription?

No. You pay once per CV, from $25. Every application goes out with its own CV, written for that posting.

One job. One CV.
Paid once.

Pick the posting you want. We write for it, apply for you and catch the reply.

Get the CV for this job

From $25 per CV, paid once. No subscription.