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Open nowFirst seen 6 days ago

COO or Head of Operation

Hong Kong Job Consulting220 open roles

Where
Hong Kong, Hong Kong SAR, Hong Kong
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Your applicationOpen nowCOO or Head of OperationHong Kong Job Consulting · Hong Kong, Hong Kong SAR, Hong Kong

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The clock on this job

Early applications get read.

12.3% of postings close within 7 days. Measured by our own scanner across the market.

Share of postings closed within
  1. 2.1%1 day
  2. 4.5%3 days
  3. 12.3%7 days
  4. 19.7%14 days
  5. 35.6%30 days
  6. 58.0%60 days
This job: first seen 6 days ago

The posting

Chief Operation Officer, Licensed Corporation

A full Licensed Corporation with RA1, 2, 4, 5 & 9, together with EAM (External Asset Management) business & Insurance Broker, is looking for a COO to oversee all the operation of her business platforms.

Responsibilities

  • As a Responsible Officer to supervise SFC Type 1, 2, 4, 5 & 9 regulated activities;
  • Work closely with the Board of Directors to develop the strategic plan;
  • Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline;
  • Provide advice in the establishment of the whole company and be responsible of a core function(s) of MIC;
  • Review existing strategies, propositions and tactical plans and monitor the implementation of key strategic projects;
  • Help set up internal control system including the internal control manual for SFC and help manage risk management policies;
  • Oversee overall business operations including but not limited to trading, settlement, risk control and client service related to securities, bonds, structured products, fund, etc.;
  • Supervise and manage daily securities brokerage operations, including the account opening process, account maintenance and customer services;
  • Monitor internet trades to ensure their compliance with internal guidelines and exchange regulations;

Requirements

  • Minimum 10 years of solid experience in dealings of securities and futures and asset management;
  • Current holder of SFC unconditional Responsible Officer license for Types 1,2,4,5 & 9 regulated activities preferred;
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities(such as SFC and HKEX) and risk management control;
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies;
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills;
  • Good command of written & spoken English and Chinese (including Mandarin):
  • Candidates with less experience will be considered as Head of Operation.

Interested parties please send your resume in word format with current & expected salary and notice period to [email protected]. For details, please feel free to contact KK Wong at 6165 8486.

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