The posting
Responsibilities
- Support the compliance team in conducting compliance training and regular compliance reviews across various business units to ensure ongoing adherence to internal control frameworks and external regulatory requirements
- Monitor developments and provide guidance to business units on compliance with relevant regulations (e.g. Securities and Futures Act, Financial Advisers Act), best practices and industry standards
- Contribute to firm-wide compliance projects and strategic initiatives
- Prepare compliance reports and presentations
- Assist with other compliance-related duties and projects as assigned
Requirements:
- Independent, driven, resourceful and meticulous
- High sense of responsibility and integrity
- Strong interpersonal and analytical skills
- Ability to commit for a minimum period of 3 months



