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Open nowPosted today

Compliance Officer

MyCareersFuture95,505 open roles

Pay
SGD 8,000 – SGD 10,000 a month
Where
Central, Singapore
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Your applicationOpen nowCompliance OfficerMyCareersFuture · Central, Singapore

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The clock on this job

Early applications get read.

10.1% of postings close within 7 days. Measured by our own scanner across the market. MyCareersFuture postings stay open a median of 8 days.

Share of postings closed within
  1. 2.0%1 day
  2. 4.0%3 days
  3. 10.1%7 days
  4. 15.8%14 days
  5. 34.0%30 days
This job: posted today

MyCareersFuture median: 8 days open

The posting

About the Role BugleRock Capital is a MAS-licensed wealth and asset management firm in Singapore. We are looking for a Compliance Officer to own the day-to-day compliance function and keep the firm aligned with MAS regulations as we grow. You will work closely with the front office, senior management and external advisors.

Key Responsibilities

  • Monitor and ensure compliance with the Securities and Futures Act, MAS notices and guidelines applicable to a Capital Markets Services licensee
  • Maintain and update the firm’s compliance policies, procedures and manuals
  • Oversee AML/CFT controls, including client onboarding, KYC/CDD, EDD, sanctions and PEP screening, and suspicious transaction reporting
  • Review marketing materials, client communications and product documentation for regulatory compliance
  • Conduct compliance monitoring and testing, including trade surveillance, personal account dealing, conflicts of interest and gifts and entertainment
  • Manage regulatory filings, returns and notifications to MAS
  • Handle breach and incident reporting, investigations and remediation tracking
  • Deliver compliance training and advise staff on regulatory requirements
  • Support audits, regulatory inspections and licence-related applications
  • Provide compliance input on new products, services and business initiatives

Requirements

  • Bachelor’s degree in Finance, Business or a related field
  • 7 to 8 years of compliance experience in wealth management, asset management or private banking in Singapore
  • Prior front office or business-facing compliance background is preferred
  • Strong working knowledge of the SFA, FAA, MAS notices and AML/CFT requirements
  • Familiarity with RMO, RNF and Compliance Officer regulatory requirements is an advantage
  • Sound judgment, with the confidence to challenge and advise senior stakeholders
  • Excellent written and verbal communication skills
  • High integrity and strong attention to detail
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