The posting
Head of Compliance – Singapore
A leading fintech firm is seeking a Head of Compliance to lead the compliance function for its Singapore investment and stockbroking business.
Key Responsibilities
- Lead the Singapore compliance framework and ensure ongoing regulatory compliance.
- Manage relationships with MAS and other regulatory bodies.
- Oversee compliance monitoring, risk assessments, audits, breaches and regulatory reporting.
- Advise senior stakeholders and business teams on regulatory requirements.
- Maintain policies and procedures in line with regulatory developments.
- Support new investment products, business initiatives and provide compliance guidance.
- Take senior management accountability under Singapore’s IAC regime.
Requirements
- 5+ years’ senior compliance experience in Singapore.
- Strong knowledge of Singapore financial services and stockbroking/investment regulation.
- Proven experience managing MAS relationships.
- Relevant degree in Law, Finance, Business, Accounting or related field.
- Strong stakeholder management, influencing and leadership skills.



