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Open nowPosted 2 days ago

Career Opportunities: Business Risk Manager (125291)

Pictet Asset Management SA

Where
Zürich, ZH, Switzerland
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Your applicationOpen nowCareer Opportunities: Business Risk Manager (125291)Pictet Asset Management SA · Zürich, ZH, Switzerland
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Share of postings closed within
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  2. 4.5%3 days
  3. 12.3%7 days
  4. 19.7%14 days
  5. 35.6%30 days
  6. 58.0%60 days
This job: posted 2 days ago

The posting

Your team ##

Pictet Wealth Management combines more than 200 years of Swiss banking heritage with global investment expertise. The Partner-owned financial service group offers a comprehensive service for wealthy individuals and families including discretionary and advisory investment solutions and family office services.

We are seeking to recruit a Business Risk Manager based in Zurich, to strengthen our Swiss Asia team.

Your role ##

Go-to person for AML

  • Guide Front Office at prospection level
  • Work closely with Bankers at Client onboarding by providing guidance and reviewing KYC
  • Advise Front Office on client lifecycle (e.g. transaction clarification, periodic review)

Fraud, Intermediaries, Market Access & Other R&C Matters

  • Act as the main point of contact for Swiss Asia front-staff and support the resolution of issues
  • Contribute to R&C excellence by monitoring key indicators & supporting RMs and CROs in meeting their Risk & Compliance obligations
  • Provide active support in the annual risk self-assessment of the Zone (RCSA)
  • Act as a key contact for auditors & follow-up on audit recommendations for the Zone
  • Train & educate on R&C matters

Partner with Front Office on Risk & Compliance

  • Report & communicate on risk & compliance matters to the Management of the Zone and PWM R&C
  • Advise Front Office Management and PWM Risk & Compliance functions on how to improve risk & compliance management
  • Keep abreast of regulatory changes and communicate their impact to the Zone
  • Actively contribute to ongoing improvements by sharing knowledge & best practices with the BRM Community

Your profile ##

  • Minimum 5-7 years of private banking front-line processes experience and/or AML related topics
  • In-depth understanding of the wealth management industry
  • Fluency in English. German, Mandarin or French is a plus
  • Solid understanding of all front-line processes (account openings, client documentation, investment processes, etc) and related regulatory requirements (AML, FATCA, RUBIK, UKRND)
  • Strong interpersonal, relational, and communication skills required
  • Accountable, solutions-oriented and proactive mindset
  • Project management skills
  • Ability to remain independent
  • Swiss residency required

Note ##

We will not accept any CVs via agencies

Diversity & Inclusion ##

Pictet is an equal opportunity employer and is committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace.

Posting text belongs to the employer. Removal requests: contact us.

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