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Open nowFirst seen 12 hours ago

Senior Compliance Administrator

Ruth Maskell36 open roles

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Your applicationOpen nowSenior Compliance AdministratorRuth Maskell

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  3. 25 readersRecruiter, hiring manager, skeptic. Round after round.

  4. CV RocketApplied on Ruth Maskell's own form.

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The clock on this job

Early applications get read.

12.3% of postings close within 7 days. Measured by our own scanner across the market.

Share of postings closed within
  1. 2.1%1 day
  2. 4.5%3 days
  3. 12.3%7 days
  4. 19.3%14 days
  5. 35.6%30 days
  6. 57.8%60 days
This job: first seen 12 hours ago

The posting

As our Clients Senior Compliance Administrator, you will support the day-to-day operation of the compliance framework, helping ensure the business meets its regulatory obligations while delivering excellent outcomes for clients and colleagues. In doing so, you directly contribute to their purpose; to deliver thoughtful, personal and high-quality service to every client. 

Key Accountabilities

  • Accurate administration of compliance records, reporting, policies and procedures, supporting the business in meeting its regulatory and AML/CFT/CPF obligations.
  • Support the identification, escalation and management of compliance, conduct and financial crime risks, ensuring issues are appropriately reported and remedial actions are monitored to completion.
  • Provision of pro-active compliance support to colleagues, contributing to regulatory submissions, governance reporting, compliance monitoring outcomes, colleague awareness and the ongoing enhancement of the control environment.

Qualifications

Have or are willing to undertake a relevant professional qualification such as the ICA Certificate or ICA Advanced Certificate.

Experience

  • A compliance generalist with 3 – 5 years experience within client administration, trust and corporate services, family office or wider financial services
  • Exposure to AML/CFT/CPF requirements and regulatory compliance obligations.
  • Experience preparing reports, management information or regulatory documentation would be advantageous.
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