Skip to content
CV Rocket
Get started
How it worksThe enginePricingBlogContactSign in

ClosedPosted 66 days ago

Head of Compliance

Scrabble & Jigsaw

Where
Mumbai, India

This posting closed on 2026-10-23.

Get the CV for this job

From $25 per CV, paid once. No subscription.

Still open, like this oneLive
  1. Head of Compliance3d agoesh/87.003 · Bank esh IL, Tel Aviv, Israel
  2. Head of Compliance4d agoScratch
  3. Head of Compliance4d agokompasbank · Denmark
  4. Head of Compliance4d agoNexusSearch International Limited · Hong Kong, Hong Kong

3×more interviews than doing it yourself with ChatGPT.

The clock on this job

Early applications get read.

12.3% of postings close within 7 days. Measured by our own scanner across the market.

Share of postings closed within
  1. 2.1%1 day
  2. 4.5%3 days
  3. 12.3%7 days
  4. 19.3%14 days
  5. 35.6%30 days
  6. 57.8%60 days
This job: posted 66 days ago

The posting

Head of Compliance for Broking Compliance

## Company Overview Information about the company, its industry, and culture is not provided.

## Job Summary The Head of Compliance for Broking Compliance will be responsible for overseeing the regulatory compliance framework within the broking operations. This role plays a critical part in ensuring that all activities align with legal and regulatory standards, thereby mitigating risks associated with compliance failures.

## Responsibilities - Develop and implement compliance policies and procedures tailored to the broking sector. - Monitor and ensure adherence to regulatory requirements at local, national, and international levels. - Conduct regular compliance audits and risk assessments to identify areas for improvement. - Provide training and guidance to staff on compliance procedures and ethical standards. - Liaise with regulatory bodies and ensure timely reporting of any compliance issues. - Stay updated on changes in regulations affecting the broking industry and revise compliance strategies accordingly.

## Qualifications - Bachelor’s degree in Finance, Law, Business Administration, or a related field. - Strong understanding of compliance regulations in the financial services sector. - Proven experience in compliance roles, preferably within the broking or financial services industry. - Excellent analytical, problem-solving, and decision-making skills. - Strong communication and interpersonal skills to effectively convey compliance requirements. - Ability to work independently, with a detail-oriented approach to managing compliance risks.

## Preferred Skills - Certification in compliance (e.g., Certified Compliance and Ethics Professional (CCEP), or similar). - Prior experience in a managerial role overseeing a compliance team. - Familiarity with financial products and the operational landscape of broking firms.

## Experience - 7+ years of experience in compliance or related fields, with substantial experience within the financial services or broking sector.

## Environment - Typical work setting is in an office environment, with the possibility of hybrid work arrangements.

## Salary Salary information is not provided.

## Growth Opportunities Information about career advancement opportunities within the company is not provided.

## Benefits Details of offered benefits, such as insurance, paid leave, and work policies, are not provided.

Posting text belongs to the employer. Removal requests: contact us.

From $25, paid onceGet the CV for this job

What happens when you press

One press. We do the rest.

  1. A CV for this posting

    Written against Scrabble & Jigsaw's own wording, from every piece of relevant proof in your profile.

  2. 25 readers review it

    Recruiter, hiring manager, skeptic and more read every draft, round after round. You get the best round.

    The review screen in CV Rocket: how each CV was read, round by round.

  3. We apply on Scrabble & Jigsaw's form

    Our application engine gets through the hardest forms there are. Where a question needs you, AI suggests the best answer. Don't want us applying from our IP addresses? Use our Chrome extension: we apply straight from your own browser.

    An application in CV Rocket: every answer filled in on the employer's form.

  4. Every reply, sorted

    Scrabble & Jigsaw's answer lands in your private mailbox, and we classify it on arrival: interview, question, rejection.

    The CV Rocket inbox: each employer reply classified as an interview, an action or a rejection.

  5. Reply with AI

    AI helps you write the email, checks it and sends it. We show you whether the recruiter read it.

  6. The interview in your calendar

    Full integration with your calendar. The invitation goes straight in.

    An interview invitation in the CV Rocket inbox, added to the candidate's calendar.
Get the CV for this job

From $25 per CV, paid once. No subscription.

Why it works

3×

more interviews than doing it yourself with ChatGPT.

ChatGPT writes a CV and never learns what happened to it. We see every reply. For each CV we know:

  • How it was written, and how the review scored it
  • When we applied, and how long after the posting went up
  • Which posting, which company, which city
  • Who got the interview, and who heard nothing

That is how we know which CVs get called.

Get the CV for this job

From $25 per CV, paid once. No subscription.

The numbers game

More applications. More interviews.

Every application goes out with its own CV, written for that posting and paid once. Send enough of them and the law of large numbers finds you the job.

Get the CV for this job
By hand5–10
With CV Rocket100
applications a day

Nearby

Live postings like this one

Same employer first, then the same role elsewhere.

Before you press

Straight answers

Get the CV for this job

From $25 per CV, paid once. No subscription.

What if my background isn't good enough?

We make the most of the background you have. The CV uses every piece of relevant proof your profile holds, and one of the 25 readers reads your whole profile and flags what the CV left out.

Do you really apply for me?

Yes, on the employer's own form, the hardest ones included. Where a question needs you, you answer it right there and AI suggests the best answer. Don't want us applying from our IP addresses? Use our Chrome extension: we apply straight from your own browser.

Is it a subscription?

No. You pay once per CV, from $25. Every application goes out with its own CV, written for that posting.

One job. One CV.
Paid once.

Pick the posting you want. We write for it, apply for you and catch the reply.

Get the CV for this job

From $25 per CV, paid once. No subscription.