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ClosedPosted 338 days ago

Deputy Head - Compliance

Scrabble

This posting closed on 2026-10-23.

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This job: posted 338 days ago

The posting

Key Responsibilities:

 Lead and manage the overall compliance function for Mutual Fund, PMS, AIF, and

Offshore businesses.

 Oversee regulatory compliance for operations in GIFT City and ensure alignment

with IFSCA regulations and reporting requirements.

 Manage offshore fund compliance, including coordination with international

custodians, trustees, and global regulators.

 Draft, review, and file Scheme Information Documents (SIDs) and related

submissions with SEBI; manage approvals and ensure accuracy of disclosures.

 Actively participate in Board and Committee meetings, presenting compliance

updates, risk observations, and regulatory insights.

 Ensure timely dissemination and implementation of SEBI/AMFI/IFSCA circulars and

continuous monitoring of compliance obligations.

 Handle SEBI inspections, internal audits, and regulatory reviews with a proactive and

solution-oriented approach.

 Manage periodic and ad-hoc filings with SEBI, AMFI, FIU, RBI, and other relevant

authorities, including under PMLA.

 Vet marketing, digital, and investor communication materials as per SEBI’s

advertisement code and ensure filings.

 Oversee policy creation, updates, and implementation of new compliance

frameworks.

 Conduct periodic training for investment, operations, and sales teams on regulatory

compliance and internal controls.

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