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ClosedPosted 1403 days ago

Head of Compliance

Scrabble

This posting closed on 2026-10-23.

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This job: posted 1403 days ago

The posting

Head of Compliance:

Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India and Singapore, with over 3500cr of assets under management, and deep focus on alpha generation. We operate across various alternative spaces like Commodities, Equities, Absolute Returns, Structured Credit and Quant. Our products span across various investment structures such as NBFC (ND-SI), AIF (Cat II & III), PMS, RIA and Gift City.

Qualification & Background:

We are seeking a Company Secretary and/or LLB (10-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space.

Roles & responsibilities :

- Oversee and manage the compliance and secretarial functions end-to-end of the entire platform. NBFC (ND-SI), AIF, PMS, Investment advisor & stock broking compliances are the prime focus areas.

- Liaise with regulators like RBI, SEBI & ROC and other regulators as needed.

- Proactively advise the leadership team on potential compliance related risks and risk mitigation strategies.

- Over a period of time, expected to build a team for different sub-functions, as required

- Recommend and institutionalize best governance policies and practices.

DNA :

- You will be expected to take a lot of initiative to do on-the-job learning about different financial instruments, products, regulatory structures - both onshore and offshore.

- You will be required to be flexible across functions and lead multiple projects simultaneously.

- We expect you to have higher energy, higher intellectual capability and a desire to handle bigger responsibilities than an average professional of your age/experience will generally do.

In the long run, if you do well, you can expect to create disproportionately higher value for yourself.

Posting text belongs to the employer. Removal requests: contact us.

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