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Open nowPosted 2 days ago

Senior Compliance Manager

Workable (global search)108,016 open roles

Where
Hong Kong, Hong Kong SAR China
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Your applicationOpen nowSenior Compliance ManagerWorkable (global search) · Hong Kong, Hong Kong SAR China

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Early applications get read.

7.9% of postings close within 7 days. Measured by our own scanner across the market. Workable (global search) postings stay open a median of 7 days.

Share of postings closed within
  1. 1.6%1 day
  2. 3.6%3 days
  3. 7.9%7 days
  4. 14.9%14 days
  5. 34.0%30 days
This job: posted 2 days ago

Workable (global search) median: 7 days open

The posting

Senior Compliance Manager

About our client: - Top Chinese Asset Management Institution

Location: - Hong Kong

Responsibilities: - Serve as a hands-on investment compliance professional within a Compliance team of 6 members - Conduct pre-trade and post-trade reviews using Bloomberg AIM - Code compliance rules in Bloomberg AIM - Maintain and update investment compliance policies - Provide investment compliance advice to investment teams - Perform general compliance tasks as required

Pre-requisites: - Bachelor’s degree or above from a reputable university; Master’s degree is preferable - 3-8 years of solid experience in investment compliance, with hands-on experience in Bloomberg AIM - Experience in a well-established asset management firm is preferable - Familiarity with relevant regulatory requirements, including the Fund Manager Code of Conduct, UT Code, MPF regulations, etc. - Strong understanding of the asset management business - Good knowledge of SFC authorized funds, UCITs, Cayman SPC, etc. - Proficient in English and Chinese (including Mandarin)

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