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Open nowPosted today

Compliance Manager / Senior Compliance Associate – Brokerage Firm

MyCareersFuture94,028 open roles

Pay
SGD 6,000 – SGD 9,000 a month
Where
Central, Singapore
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Your applicationOpen nowCompliance Manager / Senior Compliance Associate – Brokerage FirmMyCareersFuture · Central, Singapore

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Share of postings closed within
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  2. 3.3%3 days
  3. 7.7%7 days
  4. 14.0%14 days
  5. 33.7%30 days
This job: posted today

The posting

The Role

We are partnering with a brokerage firm that is seeking a Compliance Manager / Senior Compliance Associate in Singapore.

This is an excellent opportunity for a compliance professional to join a well-regarded financial institution and play a key role in regulatory advisory, compliance monitoring, surveillance, and policy governance. The position offers broad exposure across front-to-back-office stakeholders within a regulated trading environment.

Responsibilities

  • Provide compliance support and guidance to business and operational teams
  • Conduct compliance monitoring, surveillance reviews and AML testing activities
  • Support regulatory reporting, licensing and representative registration matters
  • Review and enhance compliance policies, procedures and governance frameworks
  • Monitor regulatory developments and support implementation of new requirements
  • Deliver compliance training and awareness initiatives across the business

Requirements

  • Approximately 5+ years of compliance experience within brokerage, capital markets, banking or financial services
  • Strong compliance advisory experience partnering with front office and business stakeholders
  • Good understanding of MAS regulations, SFA, FAA, SGX Rules and related regulatory requirements
  • Experience in compliance monitoring, surveillance, AML and regulatory compliance activities
  • Ability to interpret regulations and provide practical compliance guidance to the business
  • Strong communication, stakeholder management and analytical skills
  • Prior experience within a brokerage or securities trading environment would be advantageous

WP Reg No. R2094093 BeathChapman Pte Ltd Licence no. 16S8112

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