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Open nowPosted 14 days ago

Compliance (Senior) Executive

MyCareersFuture94,028 open roles

Pay
SGD 4,000 – SGD 5,000 a month
Where
Central, Singapore
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Your applicationOpen nowCompliance (Senior) ExecutiveMyCareersFuture · Central, Singapore
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Share of postings closed within
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  2. 3.3%3 days
  3. 7.7%7 days
  4. 14.0%14 days
  5. 33.7%30 days
This job: posted 14 days ago

The posting

About the company

A prominent financial advisory firm in Singapore committed to operational excellence and continuous professional advancement for its talent.

About the job

This role offers a strategic opportunity to take end-to-end ownership of governance functions while serving as a trusted advisor to enable business growth across the organization.

  • Lead comprehensive Balanced Scorecard audit processes, evaluating sales documentation and managing remediation workflows to ensure total regulatory alignment.
  • Drive regulatory compliance mechanisms by interpreting FAA, PDPA, and MAS notices to ensure seamless operational implementation.
  • Oversee full representative lifecycle governance, handling compliance approvals and risk assessments across onboarding, maintenance, and offboarding stages.
  • Spearhead internal investigations into regulatory breaches and client grievances, conducting objective interviews and root-cause analyses.
  • Optimize marketing governance and vendor management by evaluating promotional collateral and executing thorough due diligence on commercial partners.

About the manager/team

You will join an agile, collaborative risk and compliance team that values strategic partnership, offering direct exposure to senior leadership and cross-functional business stakeholders.

Skills and experience required

  • In-depth command of MAS regulatory directives, including the Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA).
  • Proven track record in executing Balanced Scorecard (BSC) assessments and sales quality reviews within regulated environments.
  • Established compliance background in the financial advisory or insurance sectors.
  • Demonstrated resilience, sharp investigative capabilities, and a commitment to maintaining rigorous ethical standards under pressure.
  • Strong stakeholder engagement ability to build constructive working relationships across diverse representative groups.

To apply online please use the 'apply' function, alternatively you may contact Lynette Lim.

(EA: 94C3609/ R1435181 )

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