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Open nowPosted 3 days ago

Internal Audit Assistant Manager (Insurance, Sales Audit)

MyCareersFuture94,028 open roles

Pay
SGD 7,000 – SGD 8,500 a month
Where
Central, Singapore
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Your applicationOpen nowInternal Audit Assistant Manager (Insurance, Sales Audit)MyCareersFuture · Central, Singapore

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The clock on this job

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7.7% of postings close within 7 days. Measured by our own scanner across the market.

Share of postings closed within
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  2. 3.3%3 days
  3. 7.7%7 days
  4. 14.0%14 days
  5. 33.7%30 days
This job: posted 3 days ago

The posting

We are looking for an experienced professional to join a growing Internal Audit team in a newly created position, with a particular focus on sales advisory, conduct and distribution-related risks.

This opportunity is particularly suited to candidates from insurance companies or Financial Advisory (FA) firms, including those currently in Internal Audit, Compliance or Line 1.5 / Business Risk who are keen to move into Internal Audit.

Key Responsibilities

  • Plan and execute risk-based internal audits, from scoping and control testing through to reporting and remediation follow-up.
  • Review the effectiveness of controls around sales advisory processes, conduct and regulatory requirements.
  • Conduct investigations, thematic reviews and Balanced Scorecard (BSC) reviews relating to sales practices and advisory standards.
  • Identify control gaps, root causes and emerging risks, and recommend practical improvements.
  • Partner closely with stakeholders across the 1st and 2nd Lines of Defence to identify potential red flags and strengthen controls.
  • Support major business and change initiatives from a risk and controls perspective.

Requirements

  • Degree in Accountancy, Business, Finance or a related discipline.
  • At least 5 years of relevant experience within financial services, ideally within insurance or an FA firm.
  • Strong exposure to sales advisory, sales conduct, distribution controls and/or regulatory compliance.
  • Candidates from Internal Audit, Compliance, Business Risk or Line 1.5 functions are welcome to apply.
  • Exposure to BSC reviews, investigations or sales advisory monitoring would be advantageous.
  • Strong stakeholder management, analytical and communication skills.

Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R22109164 | Valenzuela Alexandra Marie Tolentino

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