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Open nowPosted 15 days ago

KY11 - Compliance Executive [Up to $4500 | Excel | FA/Insurance industry]

MyCareersFuture94,028 open roles

Pay
SGD 3,500 – SGD 4,500 a month
Where
Singapore
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Your applicationOpen nowKY11 - Compliance Executive [Up to $4500 | Excel | FA/Insurance industry]MyCareersFuture · Singapore

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  2. 3.3%3 days
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  4. 14.0%14 days
  5. 33.7%30 days
This job: posted 15 days ago

The posting

Compliance Executive Working Location: 51 Bras Basah Road, S189554 Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi) Working Days: Monday - Friday Salary Range: $3500 - $4500

Job Introduction We are a local sizeable Financial Advisory firm licensed by MAS. As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

KEY ROLE(S), RESPONSIBILITIES AND DUTIES

  • Support the Risk and Compliance department
  • Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
  • Motivated to stay abreast of regulatory developments and take charge of communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
  • Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

REQUIREMENTS

  • Minimum 'A' level or Diploma with experience in the financial advisory industry.
  • Will be a clear advantage if candidate has compliance qualification or experience in the FA or insurance industry.
  • Familiar and skillful with the use of Microsoft software especially Excel.

WhatsApp me your resume for quicker processing! ☺️ WhatsApp: https://wa.me/6596112291 (Kyra) Voon Yih Boon Reg No: R22106724 | The Supreme HR Advisory Pte Ltd EA No: 14C7279

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