Skip to content
CV Rocket
Get me interviews
How it worksThe enginePricingBlogContactSign in

Open nowPosted 166 days ago

Compliance & AML Officer (German Branch)

capital46 open roles

Where
Frankfurt am Main, Hesse
Work mode
Hybrid
Get the CV for this job

From $25 per CV, paid once. No subscription.

Your applicationOpen nowCompliance & AML Officer (German Branch)capital · Frankfurt am Main, Hesse

  1. YouYes, apply to this one.

  2. CV RocketCV written for this posting.

  3. 25 readersRecruiter, hiring manager, skeptic. Round after round.

  4. CV RocketApplied on capital's own form.

The reply lands in your private mailbox

3×more interviews than doing it yourself with ChatGPT.

The clock on this job

Early applications get read.

7.4% of postings close within 7 days. Measured by our own scanner across the market.

Share of postings closed within
  1. 1.5%1 day
  2. 3.5%3 days
  3. 7.4%7 days
  4. 13.2%14 days
  5. 34.6%30 days
This job: posted 166 days ago

The posting

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

We are looking for a Compliance & AML Officer who will be accountable for the design, implementation, and ongoing oversight of both the regulatory compliance and AML/CTF frameworks for the newly established German Branch. The role carries dual responsibility: ensuring full adherence to MiFID II/MiFIR and BaFIN conduct and organisational requirements as applied in Germany, and maintaining a robust AML/CTF programme aligned with German AML regulations, EU requirements, and group standards.

Key Responsibilities:

  • Act as the designated Compliance Officer (CO) under German regulatory requirements and MiFID II organisational obligations.
  • Design and maintain the compliance monitoring programme.
  • Monitor and ensure adherence to BaFIN and ESMA regulations.
  • Review financial promotions, marketing materials, and client communications for compliance with applicable rules.
  • Maintain the compliance risk register and prepare periodic compliance monitoring reports for senior management.
  • Act as the appointed Anti-Money Laundering Officer (AMLCO) under German regulatory requirements
  • Develop, implement, and maintain AML/CTF policies, procedures, and controls.
  • Ensure effective customer due diligence (CDD), enhanced due diligence (EDD), transaction monitoring, and suspicious activity reporting (SAR).
  • Oversee AML risk assessments and ensure alignment with the firm’s risk appetite.
  • Serve as the primary point of contact with BaFin and FIU Germany on AML/CTF matters.
  • Ensure compliance with German AML Act (GwG), EU AML Directives, and applicable EBA/ESMA guidelines.
  • Lead regulatory reporting, audits, and inspections related to compliance and/or financial crime.
  • Provide regular reporting to senior management and the board on compliance AML risks and controls.
  • Advise senior management on Compliance and AML/CTF risks, regulatory developments, and control enhancements.
  • Ensure effective escalation of Compliance and financial crime risks and incidents.
  • Develop Compliance and deliver AML/CTF training programs across the Germany entity.
  • Promote a strong compliance culture and awareness of Compliance and financial crime risks.
  • Collaborate with group Compliance, Risk, Legal, and Operations to ensure consistent application of regulatory compliance and AML standards.
  • Align local AML practices with group frameworks while meeting German-specific requirements.

Key Requirements:

  • 5+ years of proven experience as Regulatory Compliance Officer and/or AMLCO or senior AML function holder in Germany within a regulated financial services firm.
  • Strong knowledge of MiFID II/MiFIR and BaFin applicable regulations.
  • Deep knowledge of German AML law (GwG), BaFin expectations, and EU AML framework.
  • Strong understanding of brokerage/trading or fintech business models.
  • Experience dealing directly with regulators (including BaFin) and FIUs.
  • Strong analytical, judgment, and stakeholder management skills.
  • Fluency in German and English.

What you will get in return:

Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.

From $25, paid onceGet the CV for this job

What happens when you press

One press. We do the rest.

  1. A CV for this posting

    Written against capital's own wording, from every piece of relevant proof in your profile.

  2. 25 readers review it

    Recruiter, hiring manager, skeptic and more read every draft, round after round. You get the best round.

    The review screen in CV Rocket: how each CV was read, round by round.

  3. We apply on capital's form

    Our application engine gets through the hardest forms there are. Where a question needs you, AI suggests the best answer. Don't want us applying from our IP addresses? Use our Chrome extension: we apply straight from your own browser.

    An application in CV Rocket: every answer filled in on the employer's form.

  4. Every reply, sorted

    capital's answer lands in your private mailbox, and we classify it on arrival: interview, question, rejection.

    The CV Rocket inbox: each employer reply classified as an interview, an action or a rejection.

  5. Reply with AI

    AI helps you write the email, checks it and sends it. We show you whether the recruiter read it.

  6. The interview in your calendar

    Full integration with your calendar. The invitation goes straight in.

    An interview invitation in the CV Rocket inbox, added to the candidate's calendar.
Get the CV for this job

From $25 per CV, paid once. No subscription.

Why it works

3×

more interviews than doing it yourself with ChatGPT.

ChatGPT writes a CV and never learns what happened to it. We see every reply. For each CV we know:

  • How it was written, and how the review scored it
  • When we applied, and how long after the posting went up
  • Which posting, which company, which city
  • Who got the interview, and who heard nothing

That is how we know which CVs get called.

Get the CV for this job

From $25 per CV, paid once. No subscription.

The numbers game

More applications. More interviews.

Every application goes out with its own CV, written for that posting and paid once. Send enough of them and the law of large numbers finds you the job.

Get the CV for this job
By hand5–10
With CV Rocket100
applications a day

Nearby

Live postings like this one

Same employer first, then the same role elsewhere.

Before you press

Straight answers

Get the CV for this job

From $25 per CV, paid once. No subscription.

What if my background isn't good enough?

We make the most of the background you have. The CV uses every piece of relevant proof your profile holds, and one of the 25 readers reads your whole profile and flags what the CV left out.

Do you really apply for me?

Yes, on the employer's own form, the hardest ones included. Where a question needs you, you answer it right there and AI suggests the best answer. Don't want us applying from our IP addresses? Use our Chrome extension: we apply straight from your own browser.

Is it a subscription?

No. You pay once per CV, from $25. Every application goes out with its own CV, written for that posting.

One job. One CV.
Paid once.

Pick the posting you want. We write for it, apply for you and catch the reply.

Get the CV for this job

From $25 per CV, paid once. No subscription.