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ClosedPosted 59 days ago

Compliance Officer / Manager

Longbridge Group51 open roles

Where
Hong Kong - One International Financial Centre, Hong Kong
Work mode
On site

This posting closed on 2026-10-26. 51 other Longbridge Group postings are live.

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The clock on this job

Early applications get read.

12.3% of postings close within 7 days. Measured by our own scanner across the market. Longbridge Group postings stay open a median of 1 days.

Share of postings closed within
  1. 2.1%1 day
  2. 4.5%3 days
  3. 12.3%7 days
  4. 19.3%14 days
  5. 35.6%30 days
  6. 58.1%60 days
This job: posted 59 days ago

Longbridge Group median: 1 days open

The posting

Job description

About Us Longbridge is a new-generation, AI-driven online brokerage on a mission to make investing smarter, simpler, and more accessible for everyone. Headquartered in Singapore, we are redefining the investment journey by connecting the stages of “Discovery → Learning → Trading.”With our proprietary AI assistant, Longbridge AI, and a cloud-native infrastructure, we provide retail investors with institutional-grade insights and a seamless global trading network. At Longbridge, you won’t just be working for a brokerage; you’ll be building the future of financial infrastructure.

Key Responsibilities

  • Identify and assess compliance risks associated with the company’s development initiatives, new product launches, and daily business operations.
  • Stay updated on new or revised regulatory rules, SFC circulars, and legal requirements relevant to various business units, assisting with regular impact assessments.
  • Review and approve marketing materials, client communications, and promotional campaigns to ensure strict alignment with regulatory standards.
  • Monitor and track remedial actions arising from compliance monitoring activities and reviews, ensuring timely and effective resolution of identified issues.
  • Assist in preparing and delivering in-house compliance training programs to enhance staff awareness of regulatory requirements and market best practices.
  • Participate in cross-functional ad-hoc projects and regulatory inquiries/reporting as required.

Requirements

  • Bachelor's degree or above in Law, Finance, Accounting, Risk Management, or related disciplines.
  • Minimum 2 to 6 years of relevant compliance experience** within the financial services or banking sector (preferably in licensed corporations or online brokerages). Candidates from professional service firms (e.g., Big 4) with relevant experience are also welcome.
  • Solid knowledge of SFC rules, codes, and guidelines pertaining to **Type 1, 2, 4, and 9 regulated activities**.
  • Strong analytical, communication, and problem-solving skills with high integrity and attention to detail.
  • Ability to work independently as well as collaboratively in a fast-paced environment.
  • Proficiency in MS Office applications (Excel, PowerPoint, Word) and Chinese word processing.
  • Excellent command of written and spoken English and Chinese (Cantonese and Mandarin).

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