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Open nowPosted 646 days ago

Compliance Analyst (Financial Markets)

tigertech/index54 open roles

Where
Sydney, New South Wales, Australia
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Your applicationOpen nowCompliance Analyst (Financial Markets)tigertech/index · Sydney, New South Wales, Australia

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  2. CV RocketCV written for this posting.

  3. 25 readersRecruiter, hiring manager, skeptic. Round after round.

  4. CV RocketApplied on tigertech/index's own form.

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The clock on this job

Early applications get read.

12.1% of postings close within 7 days. Measured by our own scanner across the market.

Share of postings closed within
  1. 2.1%1 day
  2. 4.5%3 days
  3. 12.1%7 days
  4. 19.1%14 days
  5. 35.6%30 days
  6. 52.7%60 days
This job: posted 646 days ago

The posting

  • Collaborate with business units to understand their products, services, and regulatory obligations.
  • Assist in maintaining and improving compliance policies, procedures, and controls to manage regulatory risks.
  • Conduct ongoing compliance monitoring reviews and risk assessments.
  • Take ownership of delivering regulatory training across the business.
  • Support the complaints handling process, especially with escalated cases.
  • Review marketing materials, client communications, and website content to ensure regulatory compliance.
  • Help maintain records, registers, and reports for the Compliance department.
  • Work closely with internal teams and external regulators to promote a positive compliance culture.
  • A Bachelor’s Degree in Law, Business Law, Commerce, Finance, or a related field.
  • A keen interest in financial markets and regulations.
  • Exposure to ASIC, AUSTRAC, AFCA, and the Corporations Act is preferred but not essential.
  • Fluency in Mandarin is required.
  • Strong communication skills and a growth mindset.
  • Recent graduates with distinction or honors will also be considered.
  • RG146-compliant candidates are preferred.
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